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33. Elements of Atomic Structure in Multi-Electron Atoms

Introduction

In these notes we combine perturbation theory with the results of the Hartree-Fock calculation outlined in 32. The Hartree-Fock Method in Atoms{} to obtain a basic qualitative and semi-quantitative understanding of the low-lying energy levels and energy eigenfunctions in multi-electron atoms. We concentrate on the ground state configuration of low-ZZ atoms where LSLS-coupling is applicable. The presentation in these notes is based on the book Intermediate Quantum Mechanics by Bethe and Jackiw.

In these notes we continue with the custom of using the capital letters LL, SS and JJ for the quantum numbers of the whole atom, while reserving lower case letters ℓ\ell, ss, jj for those of a single electron.

Summary of the Results of Hartree-Fock Theory

In 32. The Hartree-Fock Method in Atoms{} we found a variational estimate to the ground state of the basic NN-electron atom Hamiltonian (1), reproduced here:

H=∑i=1N(pi22−Zri)+∑i<j1rij.H = \sum_{i=1}^N \Bigl({p_i^2\over 2} -{Z\over r_i}\Bigr) + \sum_{i<j} {1\over r_{ij}}.

We denote the estimate for the ground state by ∣Φ⟩\ket{\Phi}; it is a Slater determinant composed of NN single particle orbitals, ∣λ⟩\ket{\lambda}, λ=1,…,N\lambda=1,\ldots,N, as in (39). The individual orbitals are a product of a spatial part times a spin part, ∣λ⟩=∣uλ⟩∣msλ⟩\ket{\lambda} =\ket{u_\lambda}\ket{m_{s\lambda}}, where uλ(r)=⟨r∣uλ⟩u_\lambda(\rvec) =\braket{\rvec}{u_\lambda} is the spatial wave function and ∣msλ⟩\ket{m_{s\lambda}} is an assignment of spins (up or down) to each orbital. Once the Hartree-Fock equations have been solved, the orbitals specify the self-consistent direct and exchange potentials, Vd(r)V_d(\rvec) and Vex(r,r′)V_{ex}(\rvec,\rvec'), according to (94) and (95), where the exchange “potential” is really the r\rvec-space kernel of the operator that we call a potential.

We assume that these potentials have been averaged over spatial and spin rotations, as described in Averaging and the Electron Configuration, which causes VdV_d and VexV_{ex} to be replaced by Vˉd{\bar V}_{d} and Vˉex{\bar V}_{ex}, as in (104) and (105). The spatial parts of the orbitals are then solutions of the pseudo-Schr"odinger equation

huλ(r)=ϵλuλ(r),h u_\lambda(\rvec) = \epsilon_\lambda u_\lambda(\rvec),

where the effective single-particle Hamiltonian is

h(r,p)=p22−Zr+Vˉd(r)−Vˉex,h(\rvec,\pvec) = {p^2\over 2} - {Z\over r} +{\bar V}_d(r) - {\bar V}_{ex},

Here we denote the exchange potential, as an operator, by simply Vˉex{\bar V}_{ex}, recognizing that it is actually an integral transform.

Since the single-particle Hamiltonian hh is rotationally invariant, the single-particle orbitals ∣λ⟩\ket{\lambda} are characterized by the standard set of central field quantum numbers for an electron, that is, (nℓmℓms)(n\ell m_\ell m_s). Also, the spatial part of the orbitals is given by

uλ(r)=Rnℓ(r)Yℓmℓ(θ,ϕ),u_\lambda(\rvec) = R_{n\ell}(r) Y_{\ell m_\ell}(\theta,\phi),

for some radial wave functions Rnℓ(r)R_{n\ell}(r) that are determined by solving the pseudo-Schr"odinger equation (2). Each orbital ∣λ⟩\ket{\lambda} is associated with an energy ϵλ=ϵnℓ\epsilon_\lambda=\epsilon_{n\ell}, an eigenenergy of the Hamiltonian h(r,p)h(\rvec,\pvec) that only depends on the quantum numbers nn and ℓ\ell, as usual for a central force problem.

The orbitals ∣λ⟩\ket{\lambda} that go into the Slater determinant Φ\Phi must be linearly independent, so the quantum numbers λ=(nℓmℓms)\lambda=(n\ell m_\ell m_s) of the orbitals must be distinct. Since the orbitals are eigenstates of the single-particle Hamiltonian hh, they are, in fact, orthonormal. The Hamiltonian hh has an infinite number of eigenstates, so we must choose NN of them to form the Slater determinant and to compute the self-consistent potentials VdV_d and VexV_{ex} while carrying out the iteration to solve the Hartree-Fock equations. When we obtain the Hartree-Fock estimate for the energy, the result will depend only on the quantum numbers (nℓ)(n\ell), and not on the magnetic quantum numbers (mℓ,ms)(m_\ell,m_s). Equivalently, the estimate for the energy will depend only on the number of occupied orbitals in each subshell. As explained in Averaging and the Electron Configuration, the list of occupation numbers is called the electron configuration.

Table 1:Electron configurations for some atoms. [Ar] \Ar refers to the argon core, 1s2 2s2 2p6 3s2 3p61s^2\,2s^2\,2p^6\,3s^2\,3p^6, while [Rn] \Rn refers to the radon core, [Ar] 3d10 4s2 4p6 4d10 4f14 5s2 5p6 5d10 6s2 6p6\Ar 3d^{10}\,4s^2\,4p^6\,4d^{10}\,4f^{14}\,5s^2\,5p^6\,5d^{10}\,6s^2\,6p^6.

AtomZConfig
H11s1s
He21s21s^2
Li31s22s1s^2 2s
Be41s22s21s^2 2s^2
B51s22s22p1s^2 2s^2 2p
C61s22s22p21s^2 2s^2 2p^2
N71s22s22p31s^2 2s^2 2p^3
O81s22s22p41s^2 2s^2 2p^4
F91s22s22p51s^2 2s^2 2p^5
Ne101s22s22p61s^2 2s^2 2p^6
Na111s22s22p63s1s^2 2s^2 2p^6 3s
Mg121s22s22p63s21s^2 2s^2 2p^6 3s^2

(a)

AtomZConfig
K19[Ar]4s[\mathrm{Ar}] 4s
Ca20[Ar]4s2[\mathrm{Ar}] 4s^2
Sc21[Ar]3d14s2[\mathrm{Ar}] 3d^1 4s^2
Ti22[Ar]3d24s2[\mathrm{Ar}] 3d^2 4s^2
V23[Ar]3d34s2[\mathrm{Ar}] 3d^3 4s^2
Cr24[Ar]3d54s1[\mathrm{Ar}] 3d^5 4s^1
Mn25[Ar]3d54s2[\mathrm{Ar}] 3d^5 4s^2
Fe26[Ar]3d64s2[\mathrm{Ar}] 3d^6 4s^2
Co27[Ar]3d74s2[\mathrm{Ar}] 3d^7 4s^2
Ni28[Ar]3d84s2[\mathrm{Ar}] 3d^8 4s^2
Cu29[Ar]3d104s1[\mathrm{Ar}] 3d^{10} 4s^1
Zn30[Ar]3d104s2[\mathrm{Ar}] 3d^{10} 4s^2

(b)

AtomZConfig
Fr87[Rn]7s1[\mathrm{Rn}] 7s^1
Ra88[Rn]7s2[\mathrm{Rn}] 7s^2
Ac89[Rn]6d17s2[\mathrm{Rn}] 6d^1 7s^2
Th90[Rn]6d27s2[\mathrm{Rn}] 6d^2 7s^2
Pa91[Rn]5f26d17s2[\mathrm{Rn}] 5f^2 6d^1 7s^2
U92[Rn]5f36d17s2[\mathrm{Rn}] 5f^3 6d^1 7s^2
Np93[Rn]5f46d17s2[\mathrm{Rn}] 5f^4 6d^1 7s^2
Pu94[Rn]5f67s2[\mathrm{Rn}] 5f^6 7s^2
Am95[Rn]5f77s2[\mathrm{Rn}] 5f^7 7s^2
Cm96[Rn]5f76d17s2[\mathrm{Rn}] 5f^7 6d^1 7s^2
Bk97[Rn]5f97s2[\mathrm{Rn}] 5f^9 7s^2
Cf98[Rn]5f107s2[\mathrm{Rn}] 5f^{10} 7s^2

(c)

Different choices of electron configuration lead to different estimates of the ground state energy; we must choose the one that gives the smallest estimate. This gives the electron configuration for the ground state of the atom, as tabulated in references (for example, periodic tables of the elements). As we move from one atom to the next, the sequence of electron configurations reveals a filling sequence, that is, a sequence of subshells that are filled. See Table 1. For atoms of small ZZ, the sequence proceeds like this: 1s1s, 2s2s, 2p2p, 3s3s, etc. However, for heavier atoms there may be some competition between subshells, for example, in the transition elements the 4s4s and 3d3d subshells have nearly the same energy, so as we move from one element to the next, the next electron may go into the 3d3d or 4s4s subshell, whichever is energetically favorable, or it may go into the 3d3d subshell while borrowing another electron from the 4s4s subshell. This phenomenon was explained in terms of the exchange energy in The Hartree-Fock Energy Functional. Thus in the case of atoms of small ZZ the electron configuration for the ground state consists of a series of complete subshells plus a final subshell that may be incomplete, for example, carbon has the configuration 1s22s22p21s^22s^22p^2, in which the 2p2p subshell is incomplete (it has six orbitals but only two are filled). But heavier atoms such as the transition elements may have more than one incomplete subshell, for example, chromium has the configuration 1s22s22p63s23p63d54s1s^22s^22p^63s^23p^63d^54s, in which the 3d3d subshell with ten orbitals has only five filled, and the 4s4s subshell with two orbitals has only one filled. We might mention that while in hydrogen the 4s4s subshell has a higher energy than the 3d3d, in heavier atoms the self-consistent potentials do not follow the rules of hydrogen.

Table 1 contains a partial table of electron configurations which shows these features of the subshell filling sequence. The table includes a list of low-ZZ atoms, a list of transition elements showing the competition between the 3d3d and 4s4s subshells, and a list of actinides, showing the competition between the 5f5f, 6d6d and 7s7s subshells.

To summarize, for a given atom, Hartree-Fock theory, combined with averaging of the potentials, gives us an electron configuration; a set of self-consistent, rotationally invariant potentials Vˉd{\bar V}_d and Vˉex{\bar V}_{ex}; a set of eigenenergies ϵnℓ\epsilon_{n\ell}; and a set of single particle orbitals ∣λ⟩\ket{\lambda} where λ=(nℓmℓms)\lambda=(n\ell m_\ell m_s). Actually, since the self-consistent potentials can be determined from the orbitals, it suffices just to give the orbitals; and since the orbitals are central force eigenfunctions as in (4), it suffices to just give the radial wave functions. For example, for carbon with configuration 1s22s22p21s^22s^22p^2 it suffices to give (in addition to the configuration) the radial wave functions R1sR_{1s}, R2sR_{2s} and R2pR_{2p} and the eigenenergies ϵ1s\epsilon_{1s}, ϵ2s\epsilon_{2s} and ϵ2p\epsilon_{2p}. These radial functions and energies can only be found numerically.

The Central Field Approximation

The Slater determinant ∣Φ⟩\ket{\Phi} that emerges from Hartree-Fock theory is not only a variational estimate to the ground state wave function, it is also an exact eigenstate of the multi-particle Hamiltonian,

H0=∑i=1Nh(ri,pi),H_0 = \sum_{i=1}^N h(\rvec_i,\pvec_i),

that is,

H0∣Φ⟩=E0∣Φ⟩.H_0 \ket{\Phi} = E_0 \ket{\Phi}.

This is because each of the N!N! terms of the Slater determinant consists of the same orbitals, just permuted among the electrons, but H0H_0 brings out the total energy given by

E0=∑λϵλ=∑nℓνnℓ ϵnℓ,E_0 = \sum_\lambda \epsilon_\lambda = \sum_{n\ell} \nu_{n\ell}\, \epsilon_{n\ell},

which is invariant under permutations and is the same for all N!N! terms. Here in the last sum νnℓ\nu_{n\ell} is the occupation number of subshell (nℓ)(n\ell), that is, the number of electrons in that subshell. Note that although the ground eigenstate ∣Φ⟩\ket{\Phi} of H0H_0 is the Hartree-Fock estimate to the ground state eigenfunction of the atom, E0E_0 is not the Hartree-Fock estimate to the energy, since it double counts the direct and exchange potential energies among the electrons. See (100), which shows that E0E_0 is too high. We will show how to correct this energy in a moment.

The Hamiltonian H0H_0 represents what is called the central field approximation to the atom. It is a cruder model than the basic NN-electron atom Hamiltonian (1). It has more symmetry than that Hamiltonian, which is invariant under spatial rotations of the entire NN-electron system, generated by L=∑iLi\Lvec=\sum_i \Lvec_i, but not under spatial rotations of the individual electrons, generated by the individual angular momenta Li\Lvec_i. The central field Hamiltonian H0H_0, however, is invariant under the rotations of individual electrons, that is, it commutes with each Li\Lvec_i individually. It is a general rule in applications of quantum mechanics that the more idealized the model, the more symmetry there is and thus a higher degree of degeneracy. We will examine the degeneracy of H0H_0 in more detail below.

Coupling Schemes

We can make the central field Hamiltonian H0H_0 the basis of a perturbation expansion by writing H=H0+H1H=H_0+H_1, where

H0=∑i=1Nh(ri,pi)=∑i=1N[pi22−Zri+Vˉd(ri)−Vˉex,i],\begin{aligned} H_0 &= \sum_{i=1}^N h(\rvec_i,\pvec_i) = \sum_{i=1}^N \Bigl[ {p_i^2 \over 2} - {Z\over r_i} + {\bar V}_d(r_i) - {\bar V}_{ex,i}\Bigr], \end{aligned}
H1=∑i<j1rij−∑i=1N[Vˉd(ri)−Vˉex,i].\begin{aligned} H_1 &= \sum_{i<j} {1\over r_{ij}} - \sum_{i=1}^N \Bigl[{\bar V}_d(r_i) - {\bar V}_{ex,i}\Bigr]. \end{aligned}

Here H0H_0 is the central field Hamiltonian (5) and H1H_1 is written so that H=H0+H1H=H_0+H_1 is the basic NN-electron atom Hamiltonian (1). That is, we have added and subtracted the direct and exchange potentials inside HH to make H0+H1H_0+H_1.

The term H1H_1 in (9) consists of the exact interelectron Coulomb interactions, that is, the term ∑i<j1/rij\sum_{i<j} 1/r_{ij}, minus the rotational average of the direct minus exchange potentials, summed over electrons. This is sometimes called the “residual Coulomb potential.” If the rotational averaging provides a good approximation to the exact interelectron Coulomb interactions, then the term H1H_1 should be much smaller than the exact interelectron interactions. The exact interelectron Coulomb interactions are too big to treat by perturbation theory (apart from the case of helium, where the results are not very satisfactory from a numerical standpoint), but with the rotational average subtracted off, the result, the term H1H_1 above, is small enough for a successful perturbation treatment. That is, we have H1≪H0H_1 \ll H_0. We shall outline this perturbation treatment below.

But if H1H_1 is now a small term, the question arises, how does it compare to other small terms we have neglected so far, such as the fine structure terms? To take these into account as well, we shall contemplate another term in the Hamiltonian,

H2=∑i=1Nξ(ri)Li⋅Si,H_2 = \sum_{i=1}^N \xi(r_i) \Lvec_i \cdot \Svec_i,

which is the sum of the spin-orbit interactions for each electron. The quantity ξ(r)\xi(r) is a function of the radius of the electron (see (13) whose details will not concern us. The spin-orbit term is only one of several fine structure terms, most of which we are omitting for simplicity, and even the spin-orbit term is treated somewhat schematically. Our goal will be to give a qualitative understanding of the effects of the fine structure terms without going into detail.

But to return to the question posed, what is the quantitative relation between H1H_1 and H2H_2? It turns out that the answer depends on ZZ. In low ZZ atoms near the beginning of the periodic table, we have H2≪H1≪H0H_2 \ll H_1 \ll H_0. For such atoms, it makes sense to first treat H1H_1 as a perturbation on H0H_0, find the eigenstates of H0+H1H_0+H_1, then to treat H2H_2 as a second perturbation on top of H0+H1H_0+H_1. This scheme involves classifying the eigenstates of H0+H1H_0+H_1 by their good quantum numbers, including LL and SS, as discussed in Good Quantum Numbers of the Basic NN-electron Atom Hamiltonian below. This scheme is called LSLS- or Russell-Saunders coupling. For high ZZ atoms, however, near the end of the periodic table, it turns out that H1<≈H2≪H0H_1 <\approx H_2 \ll H_0. In this case it makes sense to first treat H2H_2 as a perturbation on top of H0H_0, then to treat H1H_1 as a perturbation on top of H0+H2H_0+H_2. This scheme is called jjjj-coupling, on account of the quantum numbers that arise in it. In these notes we consider only LSLS-coupling.

The Unperturbed System in LSLS-Coupling

Let us therefore consider H1H_1 as a perturbation on top of H0H_0. As usual in perturbation theory, we must first understand the unperturbed system, its eigenstates and eigenvalues, and in particular its degeneracies, since those affect how the perturbation calculation is carried out. The ground state energy of H0H_0 is E0E_0, shown in (7), and the Slater determinant ∣Φ⟩\ket{\Phi} composed of central field orbitals is a ground state eigenfunction of H0H_0. Each subshell contains 2(2ℓ+1)2(2\ell+1) orbitals, each of which has the same energy ϵnℓ\epsilon_{n\ell}, but not all the orbitals are necessarily occupied by electrons. In complete subshells, in which all the orbitals are occupied, there is only one way to assign orbitals to the electrons. But if there are any incomplete subshells, then there is more than one way to assign central field orbitals without changing the energy E0E_0, since the energy E0E_0 does not depend on the assignment of magnetic quantum numbers (mℓ,ms)(m_\ell,m_s) to the orbitals. Thus, if there are any incomplete subshells, the ground state of H0H_0 is degenerate, and the degenerate eigenfunctions are the Slater determinants specified by the choices of magnetic quantum numbers for the orbitals in incomplete subshells.

To distinguish the various Slater determinants with different magnetic quantum numbers, we will replace the notation ∣Φ⟩\ket{\Phi} with ∣m-set⟩\mset, where “mm-set” refers to the magnetic quantum numbers in incomplete subshells only. We do not need to specify the magnetic quantum numbers in complete subshells, since there is only one possible assignment for those. Here the electron configuration is understood, which specifies which subshells are incomplete and how many electrons they contain. In the equation,

H0∣m-set⟩=E0∣m-set⟩,H_0 \mset = E_0 \mset,

a version of (6), the energy E0E_0 depends on the configuration but not on the mm-set, and the order of the degeneracy is the number of possible mm-sets.

Notice that in assigning orbitals to electrons the order of the assignment does not matter, since all electrons are permuted among all orbitals by the Slater determinant. All that matters is which orbitals are assigned, that is, the list of assigned orbitals. More precisely, if we change the order in which the orbitals are assigned to the electrons, the Slater determinant will change sign if the rearrangement of the orbitals amounts to an odd permutation. Apart from this sign, the order does not matter, and even the sign is pinned down if we put the orbitals in a standard order when assigning them. Therefore the number of distinct assignments of nn electrons to orbitals in a subshell containing s=2(2ℓ+1)s=2(2\ell+1) slots is the binomial coefficient (sn)\begin{pmatrix}s \cr n \cr\end{pmatrix}, which is the number of distinct unordered subsets of nn elements taken from a set of ss elements. This is the number of distinct mm-sets possible for the given subshell. As explained above, for low ZZ atoms the electron configuration has only one incomplete subshell, so the degeneracy of the ground state is a single binomial coefficient for that subshell. For heavier atoms there may be more than one incomplete subshell, in which case the degeneracy is the product of the binomial coefficients, one for each incomplete subshell.

Enumerating mm-sets

Consider, for example, B (boron), with electron configuration 1s22s22p1s^22s^22p. There is one electron in the one incomplete (2p2p) subshell. Since this subshell contains 2(2ℓ+1)=62(2\ell+1)=6 slots (for ℓ=1\ell=1), there are six possible mm-sets, and the ground state energy E0E_0 is six-fold degenerate. The degeneracy is given by the binomial coefficient,

(61)=6.\begin{pmatrix}6\\ 1\\\end{pmatrix} = 6.

See Table 2.

Table 2:Allowed mm-sets for boron, with configuration 1s22s22p1s^22s^22p.

mℓm_\ellmsm_s
111/21/2
21−1/2-1/2
301/21/2
40−1/2-1/2
5-11/21/2
6-1−1/2-1/2

Now consider carbon, with configuration 1s22s22p21s^22s^22p^2, whose mm-sets are listed in Table 3. There are now two electrons in the incomplete 2p2p subshell, so the degeneracy is

(62)=15.\begin{pmatrix}6\\ 2\\\end{pmatrix}=15.

Since there are two electrons, there are now two mℓm_\ell and two msm_s values in an mm-set. The table lists all combinations of mℓm_\ell pairs in descending order, that is, such that mℓ1≥mℓ2m_{\ell1}\ge m_{\ell2}. For example, the table contains (mℓ1,mℓ2)=(1,0)(m_{\ell1},m_{\ell2})=(1,0) but not (mℓ1,mℓ2)=(0,1)(m_{\ell1},m_{\ell2})=(0,1), which is just an exchange of quantum numbers that does not represent a distinct state. When the two mℓm_\ell values are equal, for example, in row~1 of the table where (mℓ1,mℓ2)=(1,1)(m_{\ell1},m_{\ell2})=(1,1), then only one set of msm_s values is given, namely, (ms1,ms2)=(12,−12)(m_{s1},m_{s2})=(\frac{1}{2}, -\frac{1}{2}), because if ms1=ms2m_{s1}=m_{s2} then the state vanishes, and because (ms1,ms2)=(−12,12)(m_{s1},m_{s2})=(-\frac{1}{2},\frac{1}{2}) is the same state as (ms1,ms2)=(12,−12)(m_{s1},m_{s2})=(\frac{1}{2},-\frac{1}{2}). But if the mℓm_\ell values are distinct, as for example in rows~2--5 of table where (mℓ1,mℓ2)=(1,0)(m_{\ell1},m_{\ell2})=(1,0), then all 22=42^2=4 combinations of (ms1,ms2)(m_{s1},m_{s2}) values are given, because they all represent distinct states. Proceeding in this way the table lists all possible mm-sets, confirming that there are 15 total.

Table 3:Allowed mm-sets for carbon, with configuration 1s22s22p21s^22s^22p^2.

mℓ1m_{\ell 1}mℓ2m_{\ell 2}ms1m_{s 1}ms2m_{s 2}
111/21/2−1/2-1/2
211/21/2−1/2-1/2
311/21/2−1/2-1/2
41−1/2-1/2−1/2-1/2
511/21/2−1/2-1/2
611/21/2−1/2-1/2
711/21/2−1/2-1/2
81−1/2-1/21/21/2

(a)

mℓ1m_{\ell 1}mℓ2m_{\ell 2}ms1m_{s 1}ms2m_{s 2}
90−1/2-1/2−1/2-1/2
1001/21/2−1/2-1/2
110−1/2-1/2−1/2-1/2
1201/21/2−1/2-1/2
130−1/2-1/2−1/2-1/2
140−1/2-1/2−1/2-1/2
1501/21/2−1/2-1/2
16-11/21/2−1/2-1/2

(b)

Table 4:Allowed mm-sets for nitrogen, with configuration 1s22s22p31s^22s^22p^3.

mℓ1m_{\ell 1}mℓ2m_{\ell 2}mℓ3m_{\ell 3}ms1m_{s 1}ms2m_{s 2}ms3m_{s 3}
1111/21/2−1/2-1/21/21/2
2111/21/2−1/2-1/2−1/2-1/2
3111/21/21/21/2−1/2-1/2
411−1/2-1/2−1/2-1/2−1/2-1/2
5101/21/21/21/21/21/2
610−1/2-1/21/21/2−1/2-1/2
710−1/2-1/21/21/21/21/2
8101/21/21/21/2−1/2-1/2
91-11/21/21/21/2−1/2-1/2
101-11/21/2−1/2-1/2−1/2-1/2

(a)

mℓ1m_{\ell 1}mℓ2m_{\ell 2}mℓ3m_{\ell 3}ms1m_{s 1}ms2m_{s 2}ms3m_{s 3}
1110−1/2-1/21/21/21/21/2
1210−1/2-1/21/21/2−1/2-1/2
1310−1/2-1/2−1/2-1/2−1/2-1/2
14101/21/2−1/2-1/2−1/2-1/2
151-11/21/21/21/2−1/2-1/2
161-1−1/2-1/21/21/2−1/2-1/2
17001/21/21/21/21/21/2
1800−1/2-1/21/21/2−1/2-1/2
190-11/21/21/21/2−1/2-1/2
200-1−1/2-1/21/21/2−1/2-1/2

(b)

As a final example, consider nitrogen, with configuration 1s22s22p31s^22s^22p^3. The number of mm-sets is

(63)=20.\begin{pmatrix}6\\ 3\\\end{pmatrix} = 20.

These are listed in Table 4. The mℓm_{\ell} triplets are listed in descending order, that is, mℓ1≥mℓ2≥mℓ3m_{\ell1}\ge m_{\ell2}\ge m_{\ell3}, but triplets with the same values, that is, mℓ1=mℓ2=mℓ3m_{\ell1} =m_{\ell2}=m_{\ell3}, are omitted, since for those it is impossible to assign electron spin quantum numbers ms=±12m_s=\pm\frac{1}{2} without creating a duplicate and hence a zero state. In cases where two mℓm_\ell’s are equal and one different, for example, rows~1--2 with (mℓ1,mℓ2,mℓ3)=(1,1,0)(m_{\ell1}, m_{\ell2}, m_{\ell3})=(1,1,0), the identical mℓm_\ell values are matched with ms=12m_s=\frac{1}{2} and ms=−12m_s=-\frac{1}{2}, and the odd mℓm_\ell is matched with ms=±12m_s=\pm\frac{1}{2}, giving a total of two states. In cases where all three mℓm_\ell’s are distinct, for example, rows~7--14 of the table for which (mℓ1,mℓ2,mℓ3)=(1,0,−1)(m_{\ell1}, m_{\ell2}, m_{\ell3}) =(1,0,-1), all possible msm_s values are assigned, giving 23=82^3=8 distinct states. The number of distinct mm-sets in the table is 20, agreeing with the binomial coefficient (14).

Good Quantum Numbers of the Basic NN-electron Atom Hamiltonian

We see that if the electron configuration contains any incomplete subshells then the ground state of H0H_0 is degenerate. This means that we can expect the ground state of H0H_0 to split when the perturbation H1H_1 is turned on, and that in principle we will have to diagonalize a matrix to find the energy shifts. As usual in perturbation theory, it helps to employ a basis in the perturbation calculation that is an eigenbasis of a set of commuting operators, in which as many as possible of the operators commute with the perturbation. See Choosing a Good Basis in Degenerate Perturbation Theory. In the present case, the operators that commute with H1H_1 are the same that commute with H=H0+H1H=H_0+H_1, that is, the operators in question commute with the basic NN-electron Hamiltonian (1).

These operators were discussed in The Basic NN-electron Hamiltonian, and include L\Lvec, S\Svec and π\pi. If we ask for a list of operators that commute with HH and with each other, then a suitable choice is L2L^2, LzL_z, S2S^2, SzS_z and π\pi. Thus the eigenstates of H=H0+H1H=H_0+H_1 can rigorously be characterized by their quantum numbers (LMLSMSπ)(LM_LSM_S\pi) (using π\pi both for the parity operator and its eigenvalue). The Slater determinant ∣m-set⟩\mset, however, is an eigenstate only of LzL_z, SzS_z and π\pi, and not, in general, of L2L^2 and S2S^2.

To see this consider first

Lz=∑i=1NLiz,L_z = \sum_{i=1}^N L_{iz},

the zz-component of orbital angular momentum, summed over all the electrons. When this is applied to a single term in a Slater determinant ∣m-set⟩\mset, each operator LizL_{iz} brings out the value mℓim_{\ell i}, the mℓm_\ell~value of the orbital assigned to electron ii in the given term. Thus LzL_z brings out the sum of these values, ∑imℓi\sum_i m_{\ell i}. There are N!N! terms in the Slater determinant, but these consist of permuting orbitals among electrons, and this sum is invariant under such permutations. Thus the sum is the same for all the N!N! terms of the Slater determinant, and we have

Lz∣m-set⟩=(∑i=1Nmℓi)∣m-set⟩.L_z \mset = \Bigl(\sum_{i=1}^N m_{\ell i}\Bigr) \mset.

Similarly, we have

Sz∣m-set⟩=(∑i=1Nmsi)∣m-set⟩.S_z \mset = \Bigl(\sum_{i=1}^N m_{s i}\Bigr) \mset.

As for parity, the operator π\pi maps all position vectors ri\rvec_i into −ri-\rvec_i, and so brings out a factor (−1)ℓi(-1)^{\ell_i} from the orbital with angular momentum quantum number ℓi\ell_i. The product of these factors is invariant under permutations and therefore the same for all the terms of the Slater determinant, and we have

π∣m-set⟩=[∏i=1N(−1)ℓi]∣m-set⟩.\pi\mset = \Bigl[\prod_{i=1}^N (-1)^{\ell_i}\Bigr] \mset.

The parity eigenvalue depends only on the electron configuration, which specifies the ℓ\ell quantum numbers for all the electrons. In the following discussion we will be concentrating on the fixed ground state configuration of an atom, so the parity quantum number will be fixed and will not play a large role in the subsequent considerations.

In summary, the Slater determinant ∣m-set⟩\mset composed of central field orbitals is an eigenstate of LzL_z, SzS_z and π\pi with quantum numbers

ML=∑i=1Nmℓi,MS=∑i=1Nmsi,π=∏i=1N(−1)ℓi.M_L = \sum_{i=1}^N m_{\ell i}, \qquad M_S = \sum_{i=1}^N m_{s i}, \qquad \pi = \prod_{i=1}^N (-1)^{\ell_i}.

Actually, the sums and products in these eigenvalues can be taken over incomplete subshells only, since the sums ∑imℓi\sum_i m_{\ell i} and ∑imsi\sum_i m_{si} are 0 when taken over complete subshells, and the product ∏i(−1)ℓi\prod_i (-1)^{\ell_i} is 1 when taken over complete subshells. Thus, the eigenvalues of MLM_L and MSM_S depend only on the mm-set. As for the parity π\pi, it is independent of the mm-set and depends only on the configuration.

A similar argument does not work, however, for the operators L2L^2 and S2S^2. The individual terms of a given Slater determinant ∣m-set⟩\mset are not in general eigenstates of these operators, and neither is the sum. The Slater determinants ∣m-set⟩\mset, for the mm-sets allowed by the configuration, span the ground eigenspace of H0H_0, but they diagonalize only the symmetry operators LzL_z, SzS_z and π\pi, not L2L^2 and S2S^2.

A Symmetry Adapted Basis

Let us denote the ground eigenspace of H0H_0 by E0\ES_0. This space is spanned by the Slater determinants ∣m-set⟩\mset, where the mm-sets run over all allowed by the incomplete subshells (for example, 15 in the case of carbon). Thus in first order perturbation theory we need in principle to diagonalize the matrix ⟨textm−set∣H1∣textm−set′⟩\matrixelement{\\text{m}-set}{H_1}{\\text{m-set}^{\prime}} to find the energy shifts, which give us the energy eigenvalues of H=H0+H1H=H_0+H_1 that grow out of E0E_0 as H1H_1 is switched on.

This matrix may be large (for example, it is 15×1515\times15 in the case of carbon), so it will help to choose a good basis to simplify the diagonalization. The best basis is an eigenbasis of a set of commuting, good quantum numbers, such as (L2,S2,Lz,Sz)(L^2,S^2,L_z,S_z), as discussed in Good Quantum Numbers of the Basic NN-electron Atom Hamiltonian. We omit π\pi from the list since it is constant on E0\ES_0 (all basis states ∣m-set⟩\mset have the same parity). The set of Slater determinants ∣m-set⟩\mset is not such a basis, since it is not an eigenbasis of L2L^2 or S2S^2, in general.

The operators (L2,S2,Lz,Sz)(L^2,S^2,L_z,S_z) commute with H0H_0 and so can be restricted to E0\ES_0 (see Simultaneous Eigenbases of Commuting Observables). Also, since they commute with each other, they possess simultaneous eigenspaces inside E0\ES_0. These simultaneous eigenspaces are characterized by the quantum numbers (L,S,ML,MS)(L,S,M_L,M_S) of the operators (L2,S2,Lz,Sz)(L^2,S^2,L_z,S_z). If any of these eigenspaces are multidimensional, that is, if there is any degeneracy inside E0\ES_0 remaining after the quantum numbers (L,S,ML,MS)(L,S,M_L,M_S) are specified, then we can introduce an index γ\gamma to label an arbitrarily chosen orthonormal basis inside the eigenspaces. In this way we conclude that there is an orthonormal basis inside E0\ES_0 that we can label by ∣γLSMLMS⟩\ket{\gamma LSM_LM_S}. Furthermore, we can show that if γ\gamma, LL and SS are held fixed, then the basis vectors with different values of MLM_L and MSM_S are related by the raising and lowering operators, L±L_\pm and S±S_\pm. This is a way of saying that E0\ES_0 breaks up into irreducible subspaces under both purely orbital and purely spin rotations, which in turn is a consequence of the fact that E0\ES_0 is invariant under both orbital and spin rotations.

Actually, as it turns out, for small ZZ the simultaneous eigenspaces of (L2,S2,Lz,Sz)(L^2,S^2,L_z,S_z) inside E0\ES_0 are nondegenerate, so the index γ\gamma is not needed. The first element for which such a degeneracy appears is vanadium, with Z=23Z=23. For simplicity in the following we will suppress the index γ\gamma, since the examples we will deal with have Z<23Z<23 (but see Prob.~\prbratomstruc-1).

So to find a good basis for perturbation theory, we must find the basis vectors ∣LSMLMS⟩\ket{LSM_LM_S} inside E0\ES_0 as linear combinations of the Slater determinants ∣m-set⟩\mset. We write these linear combinations schematically as

∣LSMLMS⟩=∑textm−sets(coefs)∣m-set⟩.\ket{LSM_LM_S} = \sum_{\\text{m}-sets} (coefs) \mset.

Once we have found the coefficients, then we can compute the matrix elements of H1H_1 inside E0\ES_0 with respect to the new basis,

⟨LSMLMS∣H1∣LSMLMS⟩.\matrixelement{LSM_LM_S}{H_1}{LSM_LM_S}.

Since H1H_1 commutes with all of the operators (L2,S2,Lz,Sz)(L^2,S^2,L_z,S_z), it is diagonal in the basis ∣LSMLMS⟩\ket{LSM_LM_S} and the energy shifts are the diagonal elements (21). (The off-diagonal elements vanish, and there is no need for primes on one side or the other in (21).) Moreover, since H1H_1 is invariant under both spatial and spin rotations, the energy shifts do not depend on the quantum numbers MLM_L or MSM_S. Thus, after the perturbation is turned on, the energies depend on LL and SS, and are (2L+1)(2S+1)(2L+1)(2S+1)-fold degenerate. In general, the unperturbed energy level E0E_0 will split into more than one energy level, each characterized by a value of LL and SS.

The values of LL and SS that occur for a given atom are called multiplets. These are the energy levels of low-ZZ atoms that are seen experimentally, at a resolution at which fine structure can be ignored. Understanding the multiplets, such as which ones occur and in what order, constitutes a basic understanding of the structure of multielectron atoms.

Determining the coefficients in the expansion (20) is somewhat like the problem of finding Clebsch-Gordan coefficients, but it is more complicated because there are two distinct kinds of angular momenta, orbital and spin, because the number of individual angular moments (the Li\Lvec_i and Si\Svec_i for the electrons in the incomplete subshells) that must be added is in general more than two, and because of the requirements of antisymmetry. Still, it is not that hard (see Prob.~\prbratomstruc-2). For the time being, however, we shall concentrate on a simpler problem, which is to determine which multiplets (which values of LL and SS) occur in E0\ES_0. This is necessary in any case before we can compute the coefficients in (20).

Determining the Multiplets

The spectroscopic notation for a multiplet with given LL and SS is 2S+1L{}^{2S+1}L, where LL is replaced by one of the code letters, SS, PP, DD, FF, etc., for L=0,1,2,3,…L=0,1,2,3, \ldots. We will now determined the multiplets inside the ground state eigenspace of H0H_0 for several different atoms.

For any atom with complete subshells, for example, beryllium with configuration 1s22s21s^22s^2 or neon with configuration 1s22s22p61s^22s^22p^6, there is only one multiplet, 1S{}^1S (that is, L=0L=0 and S=0S=0), which is pronounced, “singlet-SS.” For such atoms, there is only one way to assign orbitals to electrons, and therefore only a single Slater determinant, which spans the one-dimensional eigenspace E0\ES_0. Now since E0\ES_0 is invariant under both spatial and spin rotations, it must break up into irreducible subspaces under both kinds of rotations. But a one-dimensional space can only hold the value 0 of angular momentum, since all higher values have multi-dimensional irreducible subspaces. Therefore only the values L=0L=0 and S=0S=0 are allowed.

In atoms with incomplete subshells, the allowed multiplets are determined by the incomplete subshells only. This is because the other (complete) subshells have L=0L=0 and S=0S=0, which do not contribute to the total LL and SS of the atom.

In the case of boron there is one electron in the incomplete shell 2p2p, and the mm-sets are given in Table 2. The total orbital and spin angular momentum of the atom are the same as the orbital and spin of this one electron, that is, L=ℓ=1L=\ell=1 and S=s=1/2S=s=1/2. Thus there is one multiplet, 2P{}^2P (pronounced “doublet-PP”). It has a degeneracy 2×3=62\times3=6, the same as the binomial coefficient (12).

Table 5:Multiplets in the ground configuration 1s22s22p21s^22s^22p^2 of carbon.

LLSSmultipletdegen
001S^1S1×1=11 \times 1 = 1
113P^3P3×3=93 \times 3 = 9
201D^1D1×5=51 \times 5 = 5
total15

In the case of carbon there are two 2p2p electrons. We can determine the allowed multiplets by a special method that only works for two equivalent electrons. Here the word “equivalent” means, belonging to the same subshell. Both electrons have ℓ=1\ell=1. When we combine two angular momenta ℓ=1\ell=1, we obtain 1⊗1=0⊕1⊕21\otimes1 = 0\oplus 1 \oplus 2, that is, L=0L=0, 1 or 2. Of these, L=2L=2 is symmetric under exchange of the electrons, L=1L=1 is antisymmetric, and L=0L=0 is symmetric. In general, when we combine two angular momenta, the maximum value of total angular momentum is symmetric under exchange, and the exchange symmetry alternates as we decrease that value down to 0. See Prob. Paragraph. Similarly, when we combine the spins of the two electrons, we get 12⊗12=0⊕1\frac{1}{2} \otimes \frac{1}{2} = 0 \oplus 1, that is S=0S=0 or S=1S=1, of which S=1S=1 is symmetric under exchange of electrons and S=0S=0 is antisymmetric. Now since the overall wave function must be antisymmetric, we can have a state that is symmetric under orbital exchange and antisymmetric under spin exchange, or vice versa. Thus the possibilities are L=0L=0, S=0S=0, or 1S{}^1S; L=1L=1 and S=1S=1, or 3P{}^3P; and L=2L=2 and S=0S=0, or 1D{}^1D. These multiplets are pronounced, “singlet-SS,” “triplet-PP,” and “singlet-DD.” These possibilities are enumerated in Table 5 along with the degeneracies, that is, the dimensionalities of the subspaces of a given multiplet. These dimensionalities add up to 15, as they must.

We now present a tabular way of getting the multiplets for carbon which can be generalized to more than two equivalent electrons. Table 6, which is an expanded version of Table 3, shows the work. The logic is similar to that employed in the determining the allowed values of jj and mm when coupling angular momenta (see Allowed Values of jj and mm).

Table 6:A tabular way of getting the multiplets in carbon.

mℓ1m_{\ell 1}mℓ2m_{\ell 2}ms1m_{s 1}ms2m_{s 2}MLM_LMSM_SLLSSmultipletdegen
1111/2-1/220201D(↑)^1D (\uparrow)1×5=51 \times 5 = 5
2101/21/211113P(↑)^3P (\uparrow)3×3=93 \times 3 = 9
3101/2-1/210§\S
410-1/21/210†\dag
510-1/2-1/21-1†\dag
61-11/21/201†\dag
71-11/2-1/200§\S
81-1-1/21/200†\dag
91-1-1/2-1/20-1†\dag
10101/2-1/200001S(‡)^1S (\ddagger)1×1=11 \times 1 = 1
110-11/21/2-11†\dag
120-11/2-1/2-10§\S
130-1-1/21/2-10†\dag
140-1-1/2-1/2-1-1†\dag
15-1-11/2-1/2-20§\S
total15

The 15 mm-sets for carbon are listed and numbered in the first five columns of the table, after which follow two columns with the MLM_L and MSM_S values. The method begins with row 1, an mm-set with ML=2M_L=2 and MS=0M_S=0. This is the highest MLM_L value in the table, and MS=0M_S=0 is the highest (actually, the only) value that occurs with ML=2M_L=2. Therefore this mm-set is a nondegenerate simultaneous eigenstate of LzL_z and SzS_z with eigenvalues 2 and 0, respectively. Now since L2L^2 and S2S^2 both commute with LzL_z and SzS_z, this state must be an eigenstate of both L2L^2 and S2S^2, according to Theorem Theorem. But what are the quantum numbers of L2L^2 and S2S^2, that is, what are LL and SS? First, LL cannot be less than 2 because that would violate the rule ML≤LM_L\le L. Nor can LL be greater than 2, because if it were, we could apply a raising operator L+L_+ to this state and obtain a state with ML=3M_L=3. But there is no state with ML=3M_L=3. Therefore we must have L=2L=2. A similar logic shows that SS must be 0 for this state. This means that mm-set number 1 is the doubly stretched state of a multiplet with L=2L=2 and S=0S=0, that is, the multiplet 1D{}^1D, as shown in the table. The multiplet is marked with the symbol \S.

This multiplet has (2L+1)(2S+1)=5×1=5(2L+1)(2S+1)=5\times1=5 states in it, which can be obtained by applying the lowering operators L−L_- and S−S_- to the doubly stretched state. Actually, in this case, we need only apply L−L_-, since S=0S=0. Applying L−L_- once gives a state with ML=1M_L=1 and MS=0M_S=0. Now there are two mm-sets with these values of MLM_L and MSM_S, numbers 3 and 4, and number 3 is marked with the symbol \S, meaning 1D{}^1D. This does not mean that if we apply L−L_- to the mm-set number 1 we get mm-set number 3. It means that mm-sets 3 and 4 span a 2-dimensional space, and if we apply L−L_- to mm-set number 1 we get a vector in this space, that is, a linear combination of mm-sets numbers 3 and 4. Applying L−L_- again we get a state with ML=0M_L=0, MS=0M_S=0, which must lie in the 2-dimensional space spanned by mm-sets numbers 7 and 8. The first of these is marked with \S. Similarly we mark mm-set 12 with \S, indicating one vector in the 2-dimensional space spanned by mm-sets 12 and 13, with ML=−1M_L=-1 and MS=0M_S=0, and finally we mark mm-set 15 with \S, which spans the 1-dimensional space with ML=−2M_L=-2 and MS=0M_S=0.

Next we look for the mm-set in the table that is not marked with \S{} that has the highest MLM_L and MSM_S values. We find it in mm-set number 2, which has ML=1M_L=1 and MS=1M_S=1. This must be the doubly stretched state of a multiplet with L=1L=1 and S=1S=1, that is, a 3P{}^3P multiplet. We mark this mm-set and all 8 others that can be obtained from it by applying L−L_- and S−S_- with the symbol \dag. Finally, we look for mm-sets that are not marked either with \S{} or \dag{} and we find mm-set number 10, the doubly stretched state of a multiplet with L=0L=0 and S=0S=0, that is, the 1S{}^1S multiplet. It has only one state, which is marked with \ddag. In this way, we find the same multiplets for carbon as were given in Table 5.

Table 7:for obtaining the multiplets in nitrogen.

ml1m_{l1}ml2m_{l2}ml3m_{l3}ms1m_{s1}ms2m_{s2}ms3m_{s3}MLM_LMSM_SLLSSMultipletdegen
11101/2-1/21/221/221/22D^2D (§)2×5=102 \times 5 = 10
211-11/2-1/21/211/2§\S
31001/21/2-1/211/211/22P^2P (†)2×3=62 \times 3 = 6
410-11/21/21/203/203/24S^4S (‡)4×1=44 \times 1 = 4
510-11/21/2-1/201/2§\S
610-11/2-1/21/201/2†\dag
710-1-1/21/21/201/2†\dag
total20

The tabular method can be applied to nitrogen, with 3 equivalent electrons. A simplification is to notice that if all we want are the multiplets, it suffices to list only the mm-sets with ML≥0M_L\ge0 and MS≥0M_S\ge0, since the multiplets are identified by their doubly stretched states. In the case of nitrogen, this only requires us to list 7 mm-sets out of 20. These are shown in Table 7. The multiplets are 2D{}^2D, 2P{}^2P and 4S{}^4S (pronounced, “quartet-SS”), and the degeneracies add up to 20, as they must.

After nitrogen we come to oxygen with configuration 1s22s22p41s^22s^22p^4, which has four occupied orbitals in the 2p2p subshell and two unoccupied ones, or, as we say, two “holes.” Some experience with constructing tables as above shows that holes lead to the same multiplets as electrons. Therefore the multiplets for oxygen are the same as for carbon, that is, 1S{}^1S, 3P{}^3P and 1D{}^1D. Similarly, fluorine, one hole in the 2p2p subshell, has the same multiplet as boron, namely, 2P{}^2P, and neon, with all subshells filled, has the one multiplet 1S{}^1S.

Hund’s Rules and Fine Structure

Figure 1 shows the low-lying energy levels of carbon. The levels shown are experimental, but at the resolution of the diagram they are identical to the multiplets of the basic NN-electron Hamiltonian (1). That Hamiltonian omits a number of small effects such as fine structure, but those are too small to be seen at the scale of the diagram. At higher resolution, however, many of the levels of the diagram will be seen to be split. The levels are labeled by the configuration they belong to, with even parity configurations on the left and odd ones on the right. The three multiplets we found in Tables~Table 5 and Table 6 are the three lowest levels, all of even parity, labeled as belonging to the ground state configuration a=1s22s22p2a=1s^22s^22p^2. One can see that this configuration is reasonably well separated from other (excited state) configurations.

The theory we have presented so far tells us the multiplets in the ground state configuration, but not their energies or even the ordering of the energies. These of course can be obtained by explicitly evaluating the matrix elements (21). It turns out that when there is only one multiplet, for example, in the case of complete subshells, then the energy estimate coming from first order perturbation theory agrees with the Hartree-Fock estimate (see Prob. Paragraph), while if there is more than one multiplet, then the one with minimum energy is less than the Hartree-Fock estimate but still an upper bound to the true ground state of the Hamiltonian (1). In Figure 1 we see that the ground state multiplet for carbon is 3P{}^3P.

Atomic energy levels of carbon. Energies are measured in eV from the ground state, and all levels less than 10eV are shown. Levels of even parity (\pi=+1) are on the left, those of odd parity (\pi=-1) on the right. The superscripts a, b, etc, refer to the electron configuration, with a=2s^22p^2, b=2s^22p3p, c=2s^22p3d, d=2s^22p4p, e=2s2p^3, f=2s^22p3s, g=2s^22p4s. All configurations are understood to be attached to a helium core, 1s^2. Source: NIST database.

Figure 1:Atomic energy levels of carbon. Energies are measured in eV from the ground state, and all levels less than 10eV10eV are shown. Levels of even parity (π=+1\pi=+1) are on the left, those of odd parity (π=−1\pi=-1) on the right. The superscripts aa, bb, etc, refer to the electron configuration, with a=2s22p2a=2s^22p^2, b=2s22p3pb=2s^22p3p, c=2s22p3dc=2s^22p3d, d=2s22p4pd=2s^22p4p, e=2s2p3e=2s2p^3, f=2s22p3sf=2s^22p3s, g=2s22p4sg=2s^22p4s. All configurations are understood to be attached to a helium core, 1s21s^2. Source: NIST database.

A set of semi-empirical rules, called Hund’s rules, tell which multiplet in the ground state configuration has the least energy (this is the ground state multiplet). Hund’s rule number~1 says that the ground state multiplet has the highest value of SS among all the multiplets in the ground state configuration. For example, in the case of carbon, the multiplet 3P{}^3P has the highest SS, and we see that it is the ground state. Higher SS leads to lower energy because it implies that the individual spins are aligned, which in turn means that the spin part of wave function is symmetric, which implies that the spatial part of the wave function is antisymmetric. This keeps the electrons further apart, lowering their Coulomb energy. This is the same reason that the triplet states are lower in energy than the singlet states in helium, as explained in Perturbation Analysis of the Excited States. In case there is more than one multiplet with the highest value of SS, Hund’s rule number~2 says that of these, the one with the highest LL has the lowest energy.

When we apply the fine-structure perturbation H2H_2 (see (10) on top of H0+H1H_0+H_1, we see that in general we will have degenerate perturbation theory, in which we must contemplate diagonalizing the matrix

⟨LSML′MS′∣H2∣LSMLMS⟩.\matrixelement{LSM'_LM'_S}{H_2}{LSM_LM_S}.

Here it is understood that we are working in the ground state configuration, and that LL and SS specify a unique multiplet (so that the index γ\gamma is not needed). The indices LL and SS are the same on both sides of the matrix element, because they specify the multiplet, that is, the eigenspace of the Hamiltonian H0+H1H_0+H_1, while the MLM_L and MSM_S indices are allowed to be different because they specify the basis inside that unperturbed eigenspace. The matrix is not diagonal in MLM_L or MSM_S because L\Lvec and S\Svec, which generate respectively rotations of all orbital and all spin degrees of freedom, do not commute with H2H_2.

This is potentially a large matrix, for example, it is 9×99\times9 in the case of the ground state multiplet 3P{}^3P of carbon. But the strategy for diagonalizing it is (by this time) obvious: we must switch from the uncoupled basis ∣LSMLMS⟩\ket{LSM_LM_S} to the coupled basis ∣LSJMJ⟩\ket{LSJM_J}, in which J=L+S\Jvec=\Lvec+\Svec. The total angular momentum J\Jvec generates rotations of all degrees of freedom of the system, so it commutes with H2H_2. Therefore we define

∣LSJMJ⟩=∑MLMS∣LSMLMS⟩⟨LSMLMS∣JMJ⟩,\ket{LSJM_J} = \sum_{M_LM_S} \ket{LSM_LM_S} \braket{LSM_LM_S}{JM_J},

where the last matrix element is a Clebsch-Gordan coefficient, and now the energy shifts are just the diagonal matrix elements with respect to the coupled basis,

ΔELSJ=⟨LSJMJ∣H2∣LSJMJ⟩,\Delta E_{LSJ}= \matrixelement{LSJM_J}{H_2}{LSJM_J},

and they are independent of MJM_J as indicated. The new energy levels are (2J+1)(2J+1)-fold degenerate.

For example, in the case of the ground state multiplet 3P{}^3P of carbon, in which L=1L=1 and S=1S=1, we have J=0J=0, 1 or 2. We see that the 9-dimensional multiplet breaks up into three subspaces when fine structure is turned on, of dimensionality 1, 3 and 5. These are the energy levels of H0+H1+H2H_0+H_1+H_2, called terms. Terms are denoted 2S+1LJ{}^{2S+1}L_J in spectroscopic notation. For example, in the case of the ground state multiplet of carbon, the terms are 3P0{}^3P_0, 3P1{}^3P_1 and 3P2{}^3P_2.

The theory presented does not allow us to say which term in the ground state multiplet has the lowest energy, but Hund’s rule number ~3 comes to the rescue. This rule says that in configurations in which the incomplete subshell is less than half filled, the term with the lowest energy is the one with the lowest JJ. These are called regular multiplets. But if the incomplete subshell is more than half filled, then the term with the least energy is the one with the highest JJ. These are called inverted multiplets. For example, in the case of carbon, for which the 2p2p subshell is less than half filled, the ground state term is 3P0{}^3P_0. But in oxygen, which as the same multiplets as carbon (because holes behave the same as electrons, insofar as determining multiplets is concerned), the ground state term is 3P2{}^3P_2. These ground state terms give the exact quantum numbers of the true ground state of H0+H1+H2H_0+H_1+H_2.

In the case of multiplets in which the incomplete subshell is exactly half filled, such as nitrogen, first order perturbation theory for the terms gives a vanishing result, and one must go on to second order theory. We omit the details.

Problems

Problem 1.

Work out the multiplets 2S+1L{}^{2S+1}L which result from 3 equivalent dd electrons. (``Equivalent’’ means that they all belong to the same subshell.) Check to make sure your answer adds up to the correct number of levels, based on the degeneracy expected in the central field approximation. You will see the necessity of the index γ\gamma in ∣γLSMLMS⟩\ket{\gamma LSM_LM_S}, since some multiplets appear more than once. In the case of vanadium, use Hund’s rules to determine the ground state multiplet. When spin-orbit coupling is turned on, the multiplets split, and the resulting levels are denoted 2S+1LJ{}^{2S+1}L_J. Which of these represents the ground state of vanadium?

Problem 2.

Write out the 2P{}^2P wave functions explicitly for an (np)3(np)^3 configuration (e.g., nitrogen), that is, as linear combinations of Slater determinants that you may identify by their mm-sets (the set of magnetic quantum numbers for electrons in incomplete subshells). To help the grader, use the same ordering of magnetic quantum numbers as shown in Table~\tblr\cn.4, for example, denote Slater determinant number~5 in that table by ∣100;1/2,1/2,−1/2⟩\ket{100;\fract1/2,\fract1/2,-\fract1/2}.

Table 4 effectively gives a standard ordering for the orbitals in the Slater determinant, one in which mℓ1≥mℓ2≥mℓ3m_{\ell1}\ge m_{\ell2} \ge m_{\ell3} and in which the msm_s values corresponding to a run of equal mℓm_\ell values are in descending order. Since there can be a maximum of two mℓm_\ell values in a row that are equal, that means (12,−12)(\frac{1}{2},-\frac{1}{2}) for the corresponding msm_s values in that case. This rule is followed in the table.

Problem 3.

A problem on jjjj-coupling. The Hamiltonian (in atomic units) for a neutral atom (N=ZN=Z) can be written H=H0+H2+H1H=H_0+H_2+H_1, where the three terms are given by Eqs.~(\eqr\cn.8a), (\eqr\cn.8b) and (\eqr\cn.9).

The energy eigenvalues E0E_0 of H0H_0 are determined by the electron configuration. We will be interested in lead (Pb, Z=82Z=82), with two 6p6p electrons outside closed subshells, and bismuth (Bi, Z=83Z=83), with three 6p6p electrons outside closed subshells. For such heavy atoms, H2H_2 is larger than H1H_1, so we first solve the Hamiltonian H0H_0, then successively add the terms H2H_2 and H1H_1, and see what happens to the energy levels and eigenstates.

We can assume that H0H_0 is solved for the ground state configuration, and that it gives a known energy E0E_0. This would involve Hartree-Fock theory, and would give us the central potential Vˉi\bar V_i. Next we add H2H_2 and write

H0+H2=∑i=1Zh(ri,pi,Si),H_0+H_2 = \sum_{i=1}^Z h(\rvec_i,\pvec_i,\Svec_i),

where

h(r,p,S)=p22−Zr+Vˉd(r)−Vˉex,i+ξ(r)L⋅S.h(\rvec,\pvec,\Svec) = {p^2\over 2} - {Z\over r} + {\bar V}_d(r)-{\bar V}_{ex,i}+ \xi(r) \Lvec\cdot\Svec.

We write the single particle eigenstates and eigenvalues as

h∣λ⟩=ϵλ∣λ⟩,h\ket{\lambda} = \epsilon_\lambda \ket{\lambda},

where λ\lambda stands for the single particle quantum numbers (nℓjmj)(n\ell j m_j), and where ϵλ\epsilon_\lambda is independent of mjm_j, ϵλ=ϵnlj\epsilon_\lambda = \epsilon_{nlj}. The states ∣λ⟩\ket{\lambda} form an orthonormal basis in the Hilbert space for a single electron. The eigenstates of H0+H2H_0+H_2 are Slater determinants formed out of ZZ orbitals ∣λ⟩\ket{\lambda}, and the corresponding energies are

E0+2=∑λϵλ.E_{0+2} = \sum_\lambda \epsilon_\lambda.

The terms ϵλ=ϵnℓj\epsilon_\lambda = \epsilon_{n\ell j} in the last, incomplete subshell, the 6p6p with ℓ=1\ell=1, have two possible jj values, 1/21/2 and 3/23/2. So the contribution from the last subshell depends on the number of electrons with j=1/2j=1/2 and the number with j=3/2j=3/2.

For example, in Pb with the 6s26s^2 configuration, the two electrons can give three possible pairs of jj values, (j1,j2)=(32,32)(j_1,j_2)= (\frac{3}{2},\frac{3}{2}), (32,12)(\frac{3}{2},\frac{1}{2}), or (12,12)(\frac{1}{2},\frac{1}{2}). Therefore the single level E0E_0 of H0H_0 breaks up into three levels E0+2E_{0+2}, labeled by (j1,j2)(j_1,j_2), when we turn on H2H_2. As we know from spin-orbit theory (25. Fine Structure in Hydrogen and Alkali Atoms), the energy ϵnℓj\epsilon_{n\ell j} is an increasing function of jj, so the (j1,j2)(j_1,j_2) are sequenced as indicated in Figure 2.

Term diagram in jj-coupling for lead (Pb). Drawing is not to scale.

Figure 2:Term diagram in jjjj-coupling for lead (Pb). Drawing is not to scale.

Finally, when we turn on H1H_1, the individual Ji\Jvec_i operators no longer commute with the Hamiltonian, but J=∑iJi\Jvec = \sum_i \Jvec_i does. Therefore we must now organize the energy eigenstates according to the (J,MJ)(J,M_J) quantum numbers. In Pb, for example, the (32,32)(\frac{3}{2},\frac{3}{2}) state splits into J=0J=0 and J=2J=2 states. The state J=1J=1, which occurs in 32⊗32\frac{3}{2}\otimes\frac{3}{2}, is not allowed by the Pauli principle. Likewise, the (32,12)(\frac{3}{2},\frac{1}{2}) level splits into J=1J=1 and J=2J=2 levels, because 32⊗12=1⊕2\frac{3}{2}\otimes\frac{1}{2}=1\oplus2. Here the Pauli principle causes no extra restriction, because j1≠j2j_1\ne j_2. Finally, the (12,12)(\frac{1}{2},\frac{1}{2}) gives only a J=0J=0 level. All these levels and their degeneracies (in parentheses) are indicated in the figure.

(a) For the case of bismuth (6p36p^3 configuration), indicate the allowed (j1,j2,j3)(j_1,j_2,j_3) terms and their degeneracies when H2H_2 is added to H0H_0. Make sure the degeneracies add up to the degeneracy of the 6p36p^3 configuration. Indicate also the allowed JJ values contained in each (j1,j2,j3)(j_1,j_2,j_3) term.

Problem (b).

The (3/2,3/2,1/2)(\fract3/2,\fract3/2,\fract1/2) term contains a J=3/2J=3/2 component. Find the normalized states ∣JMJ⟩\ket{JM_J} in this component for MJ=3/2M_J=\fract3/2 and MJ=1/2M_J=\fract1/2. Write your answers as linear combinations of Slater determinants composed of orbitals ∣λ⟩\ket{\lambda}; the Slater determinant will be identified by the (j,mj)(j,m_j) quantum numbers of the last three orbitals, since the orbitals for the 80 core electrons are fixed. To help the grader(s), identify these Slater determinants as ∣j1j2j3;mj1mj2mj3⟩\ket{j_1j_2j_3;m_{j1}m_{j2}m_{j3}}.